FSA Services
Section 166 and Section 169 Support and full S168 / S166 Service
Are your overheads too high?
Using valuable resources that you need elsewhere?
We can save you up to 25% on your infrastructure costs. With a number of strategic partners already, we have a proven track record in assisting firms in bringing down overheads without affecting compliance functions.
The FSA have already put out a general warning that they will not tolerate erosion of compliance oversight because of the economic climate. That puts firms in a difficult position as they try to save money across all functions.
Why not give us a call on 020 7645 8808 and see what we can do to help – with on and off site solutions to suit every budget can you afford not to?
Activities that are regularly requested include:
- Business Monitoring (Business as Usual/Past Business);
- FSA S166/S168 Enforcement File Reviews and Reporting;
- Financial Promotions checks (editorial, direct mail and web based promotions);
- Mystery shopping;
- Client branded Compliance/Technical Helpline;
- Client branded Newsletter;
- Complaint Handling;
- Loss Calculations;
- Management Information Suites;
- Compliance audits and investigations.
Read More
FSA website
For more information on how TCC can help you cope with all FSA related work, please call us on 020 7645 8808 or email info@theconsultingconsortium.com
Remediation and investigative services
Advice regarding FSA monitoring, investigation and enforcement including Remediation and investigative services, Skilled Persons Reports and Section 166-168 work;
It is a fact of life that sometimes firms will be instructed to undertake enforcement work by the regulators.
The monitoring team at Financial Services Authority are committed to higher levels of contact with small and medium firms especially.
This will undoubtedly lead to challenges for the firms; some of which have no experience of this type of exposure.
Over the past three years we have helped a number of firms with remediation work and investigative work to satisfy the regulator.
Firms may not have internal experience to deal with the issues arising; we do.
Call now on 020 7645 8808 for more information.